CGSS問題集PDFでCGSSリアル試験問題解答 [Q44-Q68]

44、A shell company deceptively acquires equipment on behalf of the ultimate purchaser from a sanctioned country. This deceptive tactic includes:

45、A bank is offering a credit line for a trade transaction to a commercial client that is based in a country that shares its border with a sanctioned country. To which should a financial institution apply enhanced due diligence? (Select Two.)

46、Which of the following is/are international initiatives that have been undertaken to develop and hone political approaches to the targeting of sanctions?

47、According to the Wolfsberg Guidance, the most important factor a financial institution should take into consideration for developing an in-house sanctions screening system is:

48、A relevant institutions must inform OFSI without delay whenever it credits a frozen account with which of the following?

49、A US financial institution finds a customer is listed under the Specially Designated Nationals List in the last Office of Foreign Assets Control (OFAC) update. The customer’s accounts are immediately blocked. How quickly should the financial institution report this action to OFAC?

50、If, in a roll-call, the members of the league council unanimously agreed with the subcommittee’s conclusions on war and convent breach, where could the matter further proceed?

51、Which commodities are allowed to be exported to sanctioned countries under the Office of Foreign Assets Control general license on humanitarian grounds?

52、Which of the following statements states that the attacks are indiscriminate?

53、Under the 1993 Rule 11, as under the prior rule, parties have the continued obligation to mitigate damages resulting from a Rule 11 violation.
Which of the following may relate to this situation?

54、What does UNICEF stand for?

55、What caused the de-risking of banks for humanitarian sanctions?

56、Which of the following questions is/are to be asked while identifying causes in building a casual model?

57、The legal counsel of a Canadian-based entity is drafting a contract in connection to selling goods to a legal entity client incorporated in Iran that operates in the financial sector of the Iranian economy. Which item should be addressed in the contract?

58、“Al-Falah Company”, registered in Dubai, wants to open an account at a financial institution. Through due diligence, the compliance team finds out that “El-Fallah Investments”, based in Iraq, is under UN sanctions for facilitating terrorism financing. The listed Chief Executive Officer (CEO) of the sanctioned entity is not the same as the CEO of the potential client. How should the compliance team proceed?

59、Which exogenous events sporadically derailed the changes in general of punishing Cuba?

60、Based on the Wolfsberg Guidance on Sanctions Screening, what are the core principles for generating productive alerts? (Select Two.)

61、The final UN organ, the Secretariat, was created primarily in order to provide administrative support to the other UN organs, with the exception of which of the following organ?

62、A manager of a correspondent bank relationship discovers that a respondent bank has expanded its business operations. Which factors are relevant to identifying and assessing sanctions risk exposure? (Select Three.)

63、What is the first step a sanctions compliance officer should take when a sham divestment is suspected?

64、ABC Industries is a legal entity owned by Entity X (30%), Entity Y (25%), and Entity Z (45%). Entity X is a Specially Designated National (SDN) under OFAC sanctions, and Entity Y is owned (80%) by an OFAC SDN. Is ABC Industries a blocked entity under OFAC sanctions?

65、The Office of Foreign Assets Control has focused on sanctions risks in mergers and acquisitions by undertaking which action?

66、A community correctional center to which an offender reports each day to file a daily schedule with a supervision officer, showing how each hour will be spent is called which of the following?

67、Which of the following steps is/are not involved in building a causal model?

68、A non-US based manufacturing company exports goods to a country comprehensively sanctioned by the US. The manufacturing company directs payments to its USD-denominated bank account at a non-US bank. Buyer and/or jurisdiction do not appear in the payment order. This is an example of: